FIDUCIARY BRIEFCASE ™

Our online, cloud-based file storage system provides 24/7 access to all of your important fiduciary documents.

  • Plan document

  • Investment policy statement

  • Investment Committee Meeting minutes

  • Fee benchmarking studies

  • Required disclosures and notices

  • Service Calendar

  • Summary of employee education meetings

The Briefcase™ is your portal as an executive.

We use a turnkey technology tool that makes it easy for you to review, update, preserve and properly dispose of documents. Every quarter, we’ll provide you with a scorecard that delivers an in-depth evaluation of your plan. Based on the feedback, we’ll work with you on a recommended course of action to deliver result-driven benefits for your employees. See a sample of what we’ve done in the past.

Download an example of a fiduciary investment review.

Fiduciary Educational Modules & Online Courses

Our Fiduciary Education Modules provide resources to inform and educate committee members regarding ERISA’s fiduciary requirements.

Fiduciary Overview

Maintaining Your Fiduciary File

404a-5 Disclosure Regulations


Fiduciary Responsibilities

Investing in Employer Securities

Controlled Groups


Fiduciary Liabilities

Minimizing Risk Strategies

Mergers & Acquisitions


Selecting Service Providers

Claims & Appeals Procedures

Timely Deposits


Fees & Expenses

Participant Experience

Elective Contributions


Selecting Investments

Prohibited Transactions

TDF Selection


ERISA 404(a) & 404(c)

408(b)(2) Disclosure Regulations

DOMA