FIDUCIARY BRIEFCASE ™
Our online, cloud-based file storage system provides 24/7 access to all of your important fiduciary documents.
Plan document
Investment policy statement
Investment Committee Meeting minutes
Fee benchmarking studies
Required disclosures and notices
Service Calendar
Summary of employee education meetings
Your Fiduciary Briefcase stores all of your important 401(k) documents in one place. This makes plan management seamless when you experience turnover. Your investment menu is reviewed each quarter and we upload your Fiduciary Investment Review scorecard to your briefcase. Sample Fiduciary Investment Review →
Fiduciary Educational Modules & Online Courses
Our Fiduciary Education Modules provide resources to inform and educate committee members regarding ERISA’s fiduciary requirements.
Fiduciary Overview
Maintaining Your Fiduciary File
404a-5 Disclosure Regulations
Fiduciary Responsibilities
Investing in Employer Securities
Controlled Groups
Fiduciary Liabilities
Minimizing Risk Strategies
Mergers & Acquisitions
Selecting Service Providers
Claims & Appeals Procedures
Timely Deposits
Fees & Expenses
Participant Experience
Elective Contributions
Selecting Investments
Prohibited Transactions
TDF Selection
ERISA 404(a) & 404(c)
408(b)(2) Disclosure Regulations
DOMA